Santa Clara University

Research and teaching in Santa Clara University Leavey School of Business

Research & Teaching in the Leavey School of Business

Faculty in the Santa Clara University Leavey School of Business are active scholars and throughout this site, you will find ample evidence of the rich and varied research carried out by our faculty.

 

Business R & D

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Ethical Dilemmas for Financial Planners : Meir Statman

Friday, Mar. 2, 2012

Meir Statman, the Glenn Klimek Professor of Finance, was interviewed for an article about ethical dilemmas facing financial advisors on the website, Financial Planning.

Conflicts of interest are unavoidable, he told the writer, but the first step is to recognize they exist. He suggests financial planners ‘grade’ themselves on their ethical perspectives – the higher the grade, the more likely it is that the advisor is missing potential problems for the client and the planner.

The complete article may be found on the Financial Planning website here >>

Read more about Professor Statman and his work here >>

Publications
Andy Tsay

Andy Tsay, associate OMIS professor and chair of the department, finds implementation is where innovation emerges.

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