Graduate Thesis Submission Guidelines
Questions concerning the University policy on graduate theses should be directed to the Office of Research Initiatives (408-551-7041). Questions concerning other aspects of these guidelines should be directed to the University Library Administrative Offices (408-554-6830).
Theses completed in partial fulfillment of a graduate degree must be deposited electronically with the University Archives and made publicly available by the Santa Clara University Library. The University has the right to publish the title, author, and abstract of each thesis on the Internet for University Library use. Authors may choose whether or not to embargo their complete thesis from being publicly available via the Internet for a period of six months.
Students completing a thesis in partial fulfillment of requirements for a graduate degree at Santa Clara University must submit their thesis to the appropriate Program Office for format verification and billing, along with the completed Graduate Thesis Submission Form and Graduate Student Thesis Publication Agreement.
At their option, individual Programs may require students to submit an additional printed copy of a thesis to be retained in the Program Office.
Ph.D. candidates must also submit a copy of their thesis to ProQuest Information and Learning (formerly UMI) for inclusion in Dissertation Abstracts International, with a completed ProQuest Doctoral Dissertation Agreement Form. At their option, Ph.D. candidates may have ProQuest register their copyright for the thesis with the Library of Congress Copyright Office; there is an additional fee for this service.
Students will be billed for all charges, including ProQuest charges. Four times a year (at the end of each quarter), Program Offices will deposit electronic copies of all theses submitted that quarter to the University Library.
One electronic copy of the thesis shall be deposited in the Santa Clara University Library. To create the electronic manuscript, convert the complete thesis to a single PDF document (see below regarding supplementary files). The electronic manuscript should be delivered to the program office in accordance with their submission requirements. Do not include a scanned signature on the title page of the PDF, but do submit one additional printed title page with the thesis advisor's original signature. Check with your Program Office to learn if the Program requires printed copies of the thesis. The University Library will catalog the thesis and make it available online. For Ph.D. theses, an electronic copy will also be forwarded to ProQuest. For Jesuit School of Theology (JST) degrees awarded by Santa Clara University, the SCU Library is responsible for making the electronic copy available. Because of its affiliation with the Graduate Theological Union (GTU), the JST may require that one or more physical copies of the thesis also be deposited in the GTU Library. For JST degrees awarded by the GTU, the thesis depository requirements of the GTU apply.
The electronic copy will be made available through a persistent URL embedded in the online catalog record. Students choosing this option must grant the University a non-exclusive right to provide digital copies of the thesis (see the Graduate Student Thesis Publication Agreement). The student will have the option to delay the release of the electronic copy of the thesis to search engines (outside of the University) and other third-party distributors. Delayed release (embargo) options are: 6 months, 1 year, or 2 years. Under an embargo, the thesis will be available to SCU-authenticated users, but not to readers outside the SCU community. The embargo option may be appropriate for a student who has a patent application in process or wants to delay access to the thesis for a limited amount of time to pursue commercial interests or other publication. Embargoes may be lifted early at the request of the author. If you have any questions about whether you should embargo your thesis, please consult with your advisor.
Individual programs may establish their own style guidelines for theses, except that each thesis must include a title page and an abstract of 350 words or fewer. In addition to the above requirements, a thesis with accompanying files must include a list of submitted files indicating the file formats and software version used to create each file.
The electronic version of the thesis may be accompanied by supplementary materials. There is no limit on the number of supplemental files that can be submitted. The following table outlines preferred file formats for different content types. If you anticipate needing to submit a file in another format, please check with your Program Office.
|Content type||Required format|
|Images||TIFF, JPEG, JPEG2000|
|Data sets||ASCII text|
All graduate programs that require or allow students the option of completing a thesis will include the following paragraph in their graduate bulletin, modified as appropriate to the program requirements (optional entries are in square brackets, except all Ph.D.-granting programs must include the final bracketed statement regarding ProQuest).
[Statement here about a thesis being required or being an option for the program.] Guidelines for the preparation of theses are available from [name of school or department]. At least XX month(s) prior to the date the degree is to be conferred, the candidate must submit a signed Graduate Student Thesis Publication Agreement and a PDF of their thesis [as well as XX printed copies of the final version of the thesis , including original approval pages], to [name of school or department]. The thesis will be made available, subject to an embargo, on the Internet by the University Library. [Candidates for the Ph.D. will also have their thesis forwarded to ProQuest Information and Learning and published in Dissertation Abstracts International. There is an additional charge for this service; see the Thesis Submission Price List. At their option, Ph.D. candidates may have ProQuest register their copyright for the thesis with the Library of Congress Copyright Office. There is an additional fee for this service; see the Thesis Submission Price List.]
Steps for Submitting a Graduate Thesis
- The student completes his/her thesis and obtains the required signatures, as determined by the Graduate Program Office of the student's school or department.
- The student downloads and completes the Graduate Thesis Submission Form and the Graduate Student Thesis Publication Agreement. A Ph.D. dissertation also requires the ProQuest form, available from the Graduate Program Office.
- The student submits the completed Graduate Thesis Submission Form and Graduate Student Thesis Publication Agreement, along with the PDF of the actual thesis (with any accompanying files) to the Graduate Program Office.
- The student pays the total fees listed on the form to Student Accounts.
- The Graduate Program Office sends the thesis (and files) to the University Library. If the Program Office wishes to have one or more bound copies, they send those to the Library to be bound. The Library will return the bound copies according to its bindery schedule (currently sent out & received on a quarterly basis).
- The Library will make the thesis (i.e. the PDF file) available through a persistent URL embedded in the online catalog record. If the thesis is under embargo, the pdf file will only be available to SCU-authenticated users, but not to readers outside the SCU network. Once the embargo is lifted, all users will have access to the electronic version of the thesis.
Updated December 10, 2015